Almost two dozen firms have tried to strike deals with the US derivatives regulator to resolve low-stakes enforcement cases, according...
compliance News
Ticketmaster may have broken U.K. law by selling some Oasis concert tickets for 2.5 times what it charged for other...
Ripple Labs agreed to settle a U.S. Securities and Exchange Commission civil lawsuit over the alleged sale of unregistered securities...
Hino Motors, a subsidiary of Japanese automaker Toyota, pleaded guilty on Wednesday over a multi-year emissions fraud scheme in the...
Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into...
The Consumer Financial Protection Bureau dropped a Biden-era lawsuit against Capital One Financial Corp., the latest in a slew of...
European product recalls hit a record high of 14,484 events in 2024, surpassing last year’s record 12,503 events, a new...
The OKX cryptocurrency exchange, one of the world’s largest, pleaded guilty on Monday to processing more than $1 trillion in...
Mastercard Inc. won a London court’s approval for the £200 million ($253 million) agreed to pay to end a high-profile...
New York’s top prosecutor is suing Puff Bar and about a dozen other makers and distributors of popular e-cigarette brands...