Robinhood Markets News

Robinhood Paying $29.75M to End Regulator’s Probes

Robinhood Markets, the online trading platform, agreed to pay $29.75 million to resolve several Financial Industry Regulatory Authority probes into its supervision and compliance practices, including failure to respond to “red flags” of potential misconduct. The brokerage regulator said on …

Robinhood to Pay $45M to Settle SEC Charges Over Recordkeeping, Other Violations

Online trading firm Robinhood Markets has agreed to pay $45 million to settle U.S. Securities and Exchange Commission charges over record keeping, trade reporting and other rule violations, the regulator said on Monday. Regulators found Robinhood Securities LLC and Robinhood …