OKX to Pay $500 Million After Guilty Plea for Crypto Crime February 25, 2025 By Bob Van Voris, Jazper Lu and Muyao Shen The OKX cryptocurrency exchange, one of the world’s largest, pleaded guilty on Monday to processing more than $1 trillion in...
Aerospace Firm AAR Settles US Bribery Charges for $55M December 20, 2024 By Kanishka Singh and Douglas Gillison Global aerospace company AAR Corp. has agreed to pay more than $55 million to resolve allegations of bribing Nepalese and...
Becton Dickinson to Pay $175 Million to Settle SEC Probe December 17, 2024 By Lydia Beyoud Becton, Dickinson & Co. has agreed to a $175 million fine over Securities and Exchange Commission claims it repeatedly misled...
UPS to Pay $45M to Settle Charges it Improperly Valued Freight Division November 26, 2024 By Michelle Chapman UPS will pay $45 million to settle charges that it improperly valued its freight division, the Securities and Exchange Commission...
Ripple Labs Ordered to Pay $125 Million Penalty in SEC Case August 8, 2024 By Chris Dolmetsch Ripple Labs Inc. was ordered by a federal judge to pay a civil penalty of $125 million for selling its...
SEC Fines NYSE Owner $10 Million for Not Quickly Reporting Hack May 22, 2024 By Austin Weinstein Intercontinental Exchange, Inc., which owns the New York Stock Exchange, agreed to pay $10 million to settle Securities and Exchange...
Morgan Stanley to Pay Under $300M to Settle Trading Probe January 16, 2024 By Sridhar Natarajan Morgan Stanley is close to an agreement to pay $200 million to $300 million to resolve a yearslong US investigation...
SEC Sues SolarWinds for Concealing Cyber Risks Before Massive Hacking October 31, 2023 By Chris Prentice, Jonathan Stempel and Raphael Satter NEW YORK –– The U.S. Securities and Exchange Commission on Monday sued software company SolarWinds Corp. and its top information...
Wall Street Whistleblowers Tip Off SEC — But Hear Nothing Back November 29, 2022 By John Holland Janice Shell likes to sniff out fraud. An art historian by training, she once spent her days digging through Renaissance...
PLUS Panelists: New SEC Disclosure Rules May Drive Up D&O Claims November 10, 2022 By Jim Sams SAN DIEGO — New rules proposed by the US Securities and Exchange Commission on cybersecurity and climate impact disclosures may...